MEDICINE AND SOCIETY 307
Health information management: An
introduction to disease classification and coding
PREM KUMAR MONY, C. NAGARAJ
ABSTRACT
Morbidity and mortality data constitute an important component
of a health information system and their coding enables
uniform data collation and analysis as well as meaningful
comparisons between regions or countries. Strengthening the
recording and reporting systems for health monitoring is a
basic requirement for an efficient health information
management system. Increased advocacy for and awareness of a
uniform coding system together with adequate capacity building
of physicians, coders and other allied health and information
technology personnel would pave the way for a valid and
reliable health information management system in India. The
core requirements for the implementation of disease coding
are: (i) support from national/institutional health
administrators, (ii) widespread availability of the ICD-10
material for morbidity and mortality coding; (iii) enhanced
human and financial resources; and (iv) optimal use of
informatics. We describe the methodology of a disease
classification and codification system as also its
applications for developing and maintaining an effective
health information management system for India.
Natl Med J India 2007;20:307–10
INTRODUCRTI0N
Morbidity and mortality data are important measures of the
health of populations. The systematic recording, reporting and
dissemination of such data constitute an efficient health
information management system (HIMS) that is able to provide
valid, reliable and comparable measures of public health
considered critical for health policy and planning.1
Presently, the coverage of the topic of health information
system is suboptimal in the formal training of physicians,
health administrators and other allied health personnel.
HISTORY OF CLASSIFICATION OF DISEASES
Classifications have been used to describe
diseases over the ages. Since the seventeenth century,
pioneers such as John Graunt, William Farr, Florence
Nightingale and Jacques Bertillon attempted to classify
diseases systematically. Subsequently, WHO has been
responsible for continued revisions of the Bertillon
classification; the current version is the tenth revision of
the International Classification of Diseases and Related
Health Problems (ICD-10).2
Clinical coding is defined as the translation
of diagnoses of diseases, health-related problems and
procedural concepts from text to alphabetic/numeric codes for
easy storage, retrieval, and uniformity of comparison and
analyses.3 Morbidity and mortality data
constitute a very useful tool for health planners and
administrators to identify priorities for public health
interventions, budgeting, future research needs and
preparation of guidelines.
AN OVERVIEW OF THE ICD-10 CLASSIFICATION
The ICD-10 is a hierarchical classification
containing a list of code categories describing all disease
concepts. There are 3 key elements to the structure of ICD-10:4
-
It has 3 volumes. Volume I is a tabular
listing of diseases, volume II is an instruction manual and
volume III is an alphabetical index of all diseases.
-
The ICD-10 contains 22 chapters, each
identified by a Roman numeral and associated alphabet(s)
(Table I). These 22 chapters cover 2046 disease categories.
Table I. Classification of diseases in the
International Classification of Diseases-10
-
Certain infectious and
parasitic diseases
-
Neoplasms
-
Diseases of the blood
and blood-forming organs, and the immune mechanism
-
Endocrine, nutritional
and metabolic diseases
-
Mental and behavioural
disorders
-
Diseases of the
nervous system
-
Diseases of the eye
-
Diseases of the ear
-
Diseases of the
circulatory system
-
Diseases of the
respiratory system
-
Diseases of the
digestive system
-
Diseases of the skin
and subcutaneous tissue
-
Diseases of the
musculoskeletal system
-
Diseases of the
genitourinary system
-
Pregnancy, childbirth
and the puerperium
-
Certain conditions
originating in the perinatal period
-
Congenital
malformations and chromosomal abnormalities
-
Symptoms, signs and
abnormal clinical and laboratory findings, not elsewhere
classified
-
Injury, poisoning and
certain other consequences of external causes
-
External causes of
morbidity and mortality
-
Factors influencing
health status and contact with health services
-
Codes for special
purposes (e.g. diseases of uncertain aetiology)
|
-
The alphanumeric structure of the code
uses one letter followed by 2 or 3 numeric characters, e.g.
A15 (first character from A to Z, followed by 2 digits).
Three-character coding is used for public health purposes.
Most categories are further divided into subcategories to
enable coding of a disease condition more specifically, e.g.
A15.1 (first character from A to Z, followed by 2
digits, then a decimal point and finally another digit).
Specifically, A15 is respiratory tuberculosis,
bacteriologically and histologically confirmed; A15.0 is
tuberculosis of the lung, confirmed by sputum microscopy
with or without culture, and A15.1 is tuberculosis of the
lung, confirmed by culture only.
AN OVERVIEW OF MORBIDITY CODING
In the context of ICD, the term morbidity covers
illnesses, injuries and reasons for contact with health
services including screening and preventive care. Coding
usually relates to an ‘episode of healthcare’ (inpatient or
ambulatory care) in an institution but may also apply to
surveys or other diagnostic data.
Concepts for morbidity coding
At the end of an episode of care, the clinician should
record all conditions that affected the person during
that period. A health authority may decide on either
single-condition coding or multi-condition coding. Clinicians
and coders will find their task easy if the patient is treated
for only one condition. However, in many instances there may
be more than one disease in the same person necessitating the
need to differentiate between the ‘main condition’ and the
‘other conditions’. The main condition is defined as the
diagnosis established at the end of the episode of healthcare
to be the condition primarily responsible for the patient
receiving treatment or being investigated. The ‘other
conditions’ are those that exist or develop during the
episode of healthcare.
Re-selection of main condition
In some instances, the main condition recorded by the
clinician may not be consistent with the WHO definition or may
not have been specified. WHO has developed a set of rules to
ensure that the correct main condition is selected and coded
for the particular episode of care (illustrations for these
are provided in ICD, Vol. II).3,4
Medical records personnel need to familiarize themselves with
these rules to be able to apply them appropriately.
AN OVERVIEW OF MORTALITY CODING
Death certificates are the main source of mortality data. In
some settings, verbal autopsy reports may be available where
deaths do not occur under medical care. The person certifying
the cause of death has to enter the sequence of events leading
to death on the International Death Certificate specified by
WHO (Table II). This has 2 parts.
-
Part I is used for diseases related to
the sequence of events leading directly to death. It
has 3–4 lines to record the sequence of events leading to
death, in reverse order. Each event in the sequence should
be recorded on a separate line—the direct cause of death
is entered on the first line, the underlying cause of
death is entered on the lowest used line, and any
intervening causes on the lines between the first and the
lowest used line.
-
Part II is used for co-morbid conditions
that have no direct connection with the events leading to
death but which, by their nature, contributed to death.
Underlying cause of death
Many death certificates give only one cause of death.
However, if 2 or more diseases have contributed to death, all
must be recorded on the certificate. In such cases, it has
been customary to select one of the causes of death for coding
and reporting purposes. This single cause is called the
underlying cause of death. The concept of the underlying cause
of death is central to mortality coding. WHO defines the
underlying cause of death as:
-
The disease or injury which initiated the
train of morbid events leading directly to death; or
-
The circumstances of the accident or
violence which produced the fatal injury.
WHO has defined a set of rules to be
followed for coding the underlying cause of death.3,4
Globally, disease classification systems have been
used to obtain quantitative estimates of the relative
magnitude of diseases, injuries and their risk factors through
the Global Burden of Diseases and Risk Factors study.5
There have also been attempts to translate the knowledge from
this output for relevant application in the spheres of health
policy and practice in developing countries through the
Disease Control Priorities project.6
MEDICAL CODING IN INDIA: THE PRESENT STATUS AND THE WAY
FORWARD
The main requirements for the implementation of ICD-10 are:4
-
support from regional/institutional
administrators
-
the ICD-10 material for morbidity and
mortality coding
-
human and financial resources
-
awareness of the WHO ICD-10 system of
recording and reporting
-
personnel with adequate expertise in
using the ICD-10 material
-
funds for training, manuals, etc.
-
graded introduction of the ICD-10 into
the public and/
or private healthcare systems
-
in-built system of querying (by
nosologists) of incorrectly/poorly written statements
Table II. International form of medical
certificate of cause of death
|
Medical certificate of death |
| |
Part I |
I |
|
Cause
of
death |
Immediate
cause of death
Antecedent
causes, if any,
giving rise to
the immediate
cause (a), above
stating the
cause underlying
last |
(a)......................................
due to, or as a consequence of
(b)...................................... due to,
or as a consequence of
(c)...................................... |
Approximate interval between
onset and
death
................... |
|
Part II |
II |
|
|
Other significant
conditions contributing to the death but not
causally related to the immediate cause (a)
above |
.........................................
......................................... |
...................
................... |
-
commitment to the enhanced use of coded
information in decision-making.
-
Supporting the use of informatics.
In India, the ICD is being used in
public health research as well as hospital information
systems. Population-based epidemiological studies in Tamil
Nadu7 and Andhra Pradesh8
have utilized verbal autopsy along with clinical coding to
depict the ongoing epidemiological transition in southern
India where cardiovascular diseases, injuries, cancers,
tuberculosis and chronic respiratory illness are the major
causes of death. The Million Death Study conducted jointly by
the Registrar General of India and the Centre for Global
Health Research at the University of Toronto, Canada, has
provided information on maternal mortality in India9
and will soon provide reliable estimates of the main causes of
child and adult deaths representative of the entire country.10
Similar cause-of-death studies using the ICD are also being
conducted in other developing countries such as China,
Tanzania and South Africa.11,12 In
another investigation in Mumbai using the ICD, it was possible
to study mortality attributable to the use of tobacco for
furthering public health action.13
However, morbidity and mortality coding is yet to be
implemented in a uniform manner throughout India. A ‘National
List of Diseases’, based on the ICD-10, is being used in
hospitals through the Medical Certification of Cause of Death
(MCCD) system for mortality coding and for morbidity
statistics in some hospitals.14,15 Few
instances of effective use of hospital data using the ICD
coding systems for auditing clinical care are available from
India.16 In the private sector, the
ICD-10 is used mainly for medical coding and billing work for
insurance purposes, and also as outsourced work by firms for
clients in developed countries.17
Where coding is done in hospital settings, the main problem
seems to be inadequate training of practising physicians and
coders. The importance of writing up the cause-of-death report
is not adequately emphasized and taught to medical
practitioners. Most physicians ascribe the cause of death to
the mechanism of death (e.g. cardiorespiratory arrest) rather
than the underlying cause of death. In other instances, faced
with a situation of inadequate information in case records of
patients, the physician writing the cause of death report
tends to assign the death to the ‘unclassifiable’ category or
to some miscellaneous codes. Poor maintenance of medical
records also contributes to inaccurate assignment of the cause
of death.18 However, this problem is not
unique to India; it appears to be a problem in both developed
and developing countries.19–23 While the
problem is almost universal, the fact that it can be minimized
has been shown through simple educational interventions aimed
at medical students and residents.19–21,23,24
In some instances, the obligation of statutory requirements
may also be effective.24
The Ministries of Health, Home Affairs and
Information Technology of the Government of India have
identified the ICD-10 as the most suitable coding system for
India compared with other systems.4,25,26
The Directors of Health Services of all states/Union
Territories have been advised to adopt the ICD-10
classification system for coding morbidity and mortality
records. The Central Bureau of Health Intelligence (CBHI), the
national nodal institution for health statistics in the
Ministry of Health and Family Welfare, Government of India,
has introduced an ‘Orientation training course on ICD-10’ to
build capacity among officials engaged in preparation,
handling and maintenance of health data.4
More such training programmes are needed to improve knowledge
and skills in the fields of disease classification, coding and
medical record-keeping and thereby improve the quality of
health information generated by hospitals and surveys. Similar
courses should be of benefit to health managers, hospital
administrators, practising physicians and medical coders. For
medical coders, additional inputs on medical terminology,
anatomy and physiology would also be required. Results of
coding activities should be fed back to clinicians and coders
for continuous improve-ment in quality. Technical support in
information technology is also required for successful
implementation of the health information system.
In summary, recording and reporting systems need to be
strengthened in India through human, financial and
technological inputs for improved morbidity and mortality
statistics, which are essential for evidence-based
decision-making.
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